Have you experienced a loss or decline in your investment or retirement account?
Do you feel your brokerage firm or broker did not manage your account as expected or did not follow your investment objectives? If so, you may be able to recover some, or all of your, investment losses.
Our firm regularly litigates against the largest investment banks and brokerage firms across the country and have successfully recovered millions of dollars for our clients.
Did your broker or financial advisor:
- Recommend risky investments?
- Excessively trade your account?
- Execute unauthorized trades?
- Over-concentrate your portfolio?
- Earn huge commissions while you lost money?
- Excessive use of margin?
- Recommend unsuitable investments?
- Sell you a high risk private placement?
- Sell you highly leveraged ETF’s?
- Fail to limit securities losses?
Alan L. Frank Law Associates, P.C. has achieved multi-million dollar recoveries for our clients. We have extensive litigation experience in State and Federal Court and have successfully litigated cases throughout the United States.
Contact us today for an initial case consultation.
When Unexpected Losses Occur, Expect The Best From Alan L. Frank Law Associate, PC
Let Us Evaluate Your Case
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For over 20 years the law firm of Alan L. Frank Law Associates, P.C. has successful prosecuted virtually every type of securities complaint both in state and federal court as well as arbitration before the Financial Industry Regulatory Authority (“FINRA”) and Securities and Exchange Commission (“SEC”). We have represented clients from New York to California and virtually everywhere in between. Our firm regularly litigates against the largest investment banks and brokerage firms across the country, including Merrill Lynch, Goldman Sachs, Wells Fargo among others and have successfully recovered millions of dollars for our clients. Your initial consultation is free and there is no fee unless we recover.
Some of our successful cases
Settled
Multi-million dollar securities fraud claims in Federal Court.
Awarded
$115,000 award in FINRA case for churning and unauthorized trades.
Awarded
$150,000 award for unsuitable investments and failure to supervise.