Securities Litigation / Investment Losses
Have you experienced a decline in your investment or retirement account? Do you feel your brokerage firm or broker did not manage your account as expected or did not follow your investment objectives? Do you feel confused by the fees associated with your account? If so, you may be able to recover some, or all of your, investment losses.
For over 20 years the law firm of Alan L. Frank Law Associates, P.C. has successful prosecuted virtually every type of securities complaint both in state and federal court as well as arbitration before the Financial Industry Regulatory Authority (“FINRA”) and Securities and Exchange Commission (“SEC”). We have represented clients from New York to California and virtually everywhere in between. Our firm regularly litigates against the largest investment banks and brokerage firms across the country and have successfully recovered millions of dollars for our clients. Your initial consultation is free and there is no fee unless we recover.
While every case must be examined thoroughly before determining whether or not there is a recoverable claim, our firm specializes in investor disputes involving brokers and brokerage firms and have represented clients in claims arising from the purchase of:
- Structured products
- Exchange Funds (ETF)
- Tenant in common investments (TIC)
- Options including puts and calls
- Mutual funds
- Commercial bonds
- Exchange-traded funds
- Life settlements
- Private placements
- Stock options
- Alternative and complex products
- Securities futures
- Retirement funds
- College savings accounts
- Selling Away and Ponzi Schemes
We can assist you in recovering your investment losses. Call today for an initial consultation.