Have you experienced a loss or decline in your investment or retirement account?
Do you feel your brokerage firm or broker did not manage your account as expected or did not follow your investment objectives? If so, you may be able to recover some, or all of your, investment losses.
Our firm regularly litigates against the largest investment banks and brokerage firms across the country and have successfully recovered millions of dollars for our clients.
Did your broker or financial advisor:
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- Recommend risky investments?
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- Excessively trade your account?
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- Execute unauthorized trades?
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- Over-concentrate your portfolio?
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- Earn huge commissions while you lost money?
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- Excessive use of margin?Recommend unsuitable investments?
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- Sell you a high risk private placement?
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- Sell you highly leveraged ETF’s?
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- Fail to limit securities losses?
WE HAVE RECOVERED MILLIONS OF DOLLARS
FOR OUR CLIENTS
Let Us Evaluate Your Case
No Fee Unless We Recover
For over 25 years the law firm of Alan L. Frank Law Associates, P.C. has successful prosecuted virtually every type of securities complaint both in state and federal court as well as arbitration before the Financial Industry Regulatory Authority (“FINRA”) and Securities and Exchange Commission (“SEC”). We have represented clients from New York to California and virtually everywhere in between. Our firm regularly litigates against the largest investment banks and brokerage firms across the country and have successfully recovered millions of dollars for our clients. Your initial consultation is free and there is no fee unless we recover.
Our firm specializes in investor disputes involving brokers and brokerage firms and have represented clients in claims arising from the purchase of:
- Annuities
- Structured Products
- Exchange Funds (ETF)
- Stocks
- Bonds
- Options including puts and calls
- IPOS
- Mutual Funds
- Commercial Bonds
- Private Placements
- Exchange Traded Funds
- Stock Options
- Alternative and complex products
- Securities futures
- Retirement Funds
- Commodities
- Selling Away and Ponzi Schemes
- College savings accounts
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